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SFC fines UBS $375 million and suspends its licence for one year for sponsor failures

The Securities and Futures Commission (SFC) has reprimanded and fined UBS AG and UBS Securities Hong Kong Limited (UBS Securities Hong Kong) (collectively, UBS) a sum of $375 milli...
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SFC reprimands and fines Merrill Lynch Far East Limited $128 million for sponsor failures

The Securities and Futures Commission (SFC) has reprimanded and fined Merrill Lynch Far East Limited (Merrill Lynch) for failing to discharge its obligations as one of the joint sp...
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Hello World! Hong Kong’s Alive & Very Well

Hong Kong's flourished after 1997 thanks to the spirit of its resilient people and its growing fan base of well-wishers globally. Today, the city has its very own showcase of corpo...